A Plan's First Audit
4:49
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Learn about preparing for an audit that is required for qualified defined contribution retirement plans.
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4:49
Learn about preparing for an audit that is required for qualified defined contribution retirement plans.
One important regulatory responsibility you have as the plan sponsor of a qualified defined contribution retirement plan is to ensure the plan’s Form 5500 is filed each plan year.
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Learn the Department of Labor's four focus areas, find out how to set up plans and participants for retirement success, and review Fidelity's standard and enhanced missing participant offerings.
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It is important to understand vesting as part of an annual plan audit.
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Best practices to help plan sponsors meet their fiduciary responsibilities for during an IRS or DOL Audit.
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